For Regulatory Teams
AI for regulatory and compliance work
Audit-ready by default.
SwiftLaw's AI agents prepare regulatory filings and monitor regulatory change against your documents.
Recurring filings draft from your existing records and prior submissions. Changes in the rules are checked against the documents they affect. Every compliance decision is captured with who made it and on what basis. The audit trail exists before anyone asks for it.
Filings draft themselves
Form ADV, Form PF, and recurring submissions prepared from your records, with changes from the prior filing highlighted for review.
Regulatory change, mapped to your documents
When the rules move, see exactly which policies, disclosures, and agreements are affected.
Defensible by default
Every decision recorded as it happens: what was decided, by whom, on what basis.
How teams use SwiftLaw
Regulatory filings
Prepare Form ADV, Form PF, and ongoing filings with prior-period changes flagged.
Policy management
Keep compliance manuals and policies current, with a tracked-changes history.
Regulatory change monitoring
Map rule changes to the specific documents and disclosures they affect.
Compliance Q&A
Answer compliance questions from your own policies and filings, with citations.
Exam preparation
Assemble audit-ready records of decisions, approvals, and document history.
What does regulatory compliance AI do?
It prepares recurring regulatory filings from your existing records, monitors regulatory change against the documents it affects, keeps policies current with tracked changes, and maintains an audit trail of every compliance decision: what was decided, by whom, on what basis.
How does attorney review work?
Your attorneys stay in control. Templated, repetitive work runs autonomously, while judgment calls route to your supervising attorneys for sign-off with full context. SwiftLaw is a software platform, not a law firm, and using it does not create an attorney-client relationship. Final legal judgment stays with your counsel, backed by a full audit trail of what was decided, by whom, on what basis.
Does it replace our compliance team?
No. It removes the assembly work so your compliance team spends its time on judgment. Filings, change-mapping, and record-keeping run on the platform. Interpretation, risk decisions, and sign-off stay with your people.
Is compliance data secure and confidential?
Yes. All client data is encrypted at rest with AES-256 and in transit with TLS 1.2+, stored in encrypted AWS infrastructure scoped to your tenant and located entirely in the United States. SwiftLaw never uses customer content to train AI models and is SOC 2 Type I certified, with a Type II audit in progress and continuous monitoring through Vanta.
